Possess a minimum of five (5) years of work experience. Please refer to the job advert for further information.

Compliance Officer

About us
Orion Fund Management (Pvt) Ltd is an investment manager registered with the Securities and Exchange Commission of Sri Lanka. Established in 1997, we are specialists in managing equity portfolios for individuals and institutions.

Key Responsibilities
  • Implement/practice/update the applicable statutory guidelines (including CBSL,SEC, CSE, FIU, other regulators ) comply with same whilst assuring no violations within the Company.
  • Ensure all business operations adhere to Company policies and guidelines.
  • Communicate and ensure awareness of compliance policies and procedures to management and members of staff.
  • Carry out reviews at appropriate frequencies to assess compliance with regulatory rules and internal policies and procedures.
  • Check and report compliance status monthly to the board of directors and Regulators.
  • Highlight serious/persistent compliance issues and ensure rectification of same on a timely manner.
  • Maintain regular contact and good working relationship with regulators.

Candidate’s Profile

  • Be an Attorney-at-Law or hold a degree from a recognized university in the fields of Finance, Accountancy, Business Administration, Commerce or Economics or Member/Associate of a professional body of Accountants recognized by the International Federation of Accountants.
  • Have had exposure to matters relating to Compliance/Internal Controls/HR. Work experience in the Financial Services industry will be an advantage
  • Possess a minimum of five (5) years of work experience.
  • Preferably in the age range of 35-50 years.
  • Flexible hours and a hybrid work schedule can be considered.

  • Salary negotiable

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